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Client Agreement and Notices for Queensbury Securities Inc.

 For All Accounts

  • Client Agreement
  • Relationship Disclosure
  • Conflict of Interest Statement
  • Electronic Funds Transfers - Terms & Conditions
  • Administration Fee Schedule
  • Strip Bonds and Strip Bond Packages Information Statement
  • Introducing/Carrying Broker Disclosure
  • Shared Premises Disclosure
  • Advisor as Agent Disclosure
  • Leverage Disclosure
  • Escheatment of Physical Certificates

 For Managed Accounts

  • Allocation of Investment Opportunities for Managed Accounts

 Keeping You Informed (Regulatory Disclosure)

  • Privacy and Protection of Personal Information Policy
  • Communication with Beneficial Owners of Securities
  • Institutional Trade Matching Statement

 Handling Complaints

  • Complaint Handling Policy
  • Making a Complaint - A Guide for Investors
  • IIROC How Do I Get Money Back
  • Ombudsman for Banking Services and Investments - Investor Brochure

Copyright Queensbury Inc.© 2011. All Rights Reserved.